Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Davis is a financial advisor with over 18 years of experience in the financial services industry. Joshua is currently registered with TIAA-CREF Individual & Institutional Services, LLC and has previously worked for MSI Financial Services, Inc., Locorr Distributors, LLC, Driehaus Securities LLC, Equinox Group Distributors, LLC, Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc. Joshua holds the Series 3, 7, 9, 10, 30, 31, 65 and 66 licenses and is registered in 16 states. Joshua specializes in providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
OR
01/11/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PORTLAND OR)
WA
07/14/2015 - 01/04/2017
MSI FINANCIAL SERVICES, INC. (BELLEVUE WA)
MN
02/04/2015 - 05/04/2015
LOCORR DISTRIBUTORS, LLC (EXCELSIOR MN)
IL
10/10/2013 - 09/02/2014
DRIEHAUS SECURITIES LLC (CHICAGO IL)
NY
09/16/2008 - 07/20/2012
EQUINOX GROUP DISTRIBUTORS, LLC (NEW YORK NY)
OR
04/02/2007 - 01/28/2008
MORGAN STANLEY & CO., INCORPORATED (PORTLAND OR)
OR
01/01/2002 - 04/02/2007
MORGAN STANLEY DW INC. (PORTLAND OR)
IA
Issued 01/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 09/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/25/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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