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Joshua James Derwin

Pruco Securities, LLC

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About Joshua James Derwin

Joshua Derwin is a registered representative with Pruco Securities, LLC, a broker-dealer registered with FINRA. Joshua has been in the financial services industry since 2005. Joshua holds Series 66, 7, and 31 securities licenses and has been registered in Kansas, Missouri, and Texas. Joshua Derwin also owns and operates Expedition Financial Services, offering insurance and financial services.

Firm Information

Joshua Derwin is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Joshua Derwin’s Registration & Firm History

KS

09/30/2020 - Present

Pruco Securities, LLC (Overland Park KS)

MO

06/23/2006 - 07/11/2014

METLIFE SECURITIES INC. (ST. LOUIS MO)

MO

06/23/2006 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (CHESTERFIELD MO)

IL

07/27/2005 - 02/22/2006

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

NY

07/05/2004 - 05/26/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 07/28/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 07/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua James Derwin.
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