Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Gallion is a registered investment advisor representative with Capital Client Group, Inc.. Joshua has been in the securities industry since 2009. Joshua has passed the Series 6, 7TO, 26, 63, and 65 exams. Joshua is currently registered in Alabama, Florida, Georgia, Kansas, Maryland, Nebraska, North Carolina, Oklahoma, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
07/09/2013 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
IA
Issued 06/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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