Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Bauer is a financial professional with over 18 years of experience in the financial services industry. Joshua is a Registered Representative and Investment Advisor Representative, currently affiliated with Cetera Investment Advisers LLC. Prior to joining Cetera Investment Advisers LLC, Joshua worked with Voya Financial Advisors, Inc. and Thrivent Investment Management Inc. Joshua holds the Series 66, Series 7, and SIE licenses. Joshua is committed to providing comprehensive financial advice and guidance to individuals and families. Joshua offers a range of services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/29/2023 - Present
Cetera Investment Advisers LLC (COOKEVILLE TN)
TN
05/31/2011 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (COOKEVILLE TN)
TN
11/11/2004 - 06/02/2011
THRIVENT INVESTMENT MANAGEMENT INC. (COOKEVILLE TN)
BOTH
Issued 11/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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