Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Yeager is a financial professional who is currently registered with Scotia Capital (usa) Inc. and has been in the industry for over a year. Joshua has passed several industry exams including the Series 63, Series 86, Series 87, Series 79TO, and the SIE. Joshua is licensed in all 50 states and the District of Columbia. Joshua previously worked at Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/10/2023 - Present
Scotia Capital (usa) Inc. (San Francisco CA)
CA
02/16/2022 - 08/21/2023
NOMURA SECURITIES INTERNATIONAL, INC. (SAN FRANCISCO CA)
BC
Issued 02/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/11/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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