Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Hendricks is a financial professional with over 20 years of experience in the financial services industry. He is currently a registered representative and investment advisor representative with Sofi Wealth LLC, a firm headquartered in San Francisco, California. Previously, he worked for E*TRADE SECURITIES LLC and FIDELITY BROKERAGE SERVICES LLC. Joshua Hendricks has passed the Series 63, 66, 7, 3, 4, 24, and SIE exams. He holds registrations in California and Utah. He is a financial planner who provides financial advice and portfolio management for individuals and publishes financial periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
UT
11/09/2018 - Present
Sofi Wealth LLC (Salt Lake City UT)
UT
11/04/2009 - 09/19/2017
E*TRADE SECURITIES LLC (SANDY UT)
RI
03/29/1994 - 05/11/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 02/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2020
Series 4 - Registered Options Principal Examination
BC
Issued 07/15/2020
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2017
Series 3 - National Commodity Futures Examination
BC
Issued 11/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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