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Joshua Ivan Rodriguez

Citizens Securities, Inc.

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About Joshua Ivan Rodriguez

Joshua Rodriguez is a registered representative of Citizens Securities, Inc. Joshua has been in the securities industry since January 24, 2016. Joshua is also a registered investment advisor representative in New Jersey. Previously, Joshua was registered with Citigroup Global Markets Inc., NYLIFE Securities LLC, and J.P. Morgan Securities LLC. Joshua has passed the Series 6, 7TO, 63, and 66 exams. Joshua is a licensed agent in New Jersey.

Firm Information

Joshua Rodriguez is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joshua Rodriguez’s Registration & Firm History

PA

03/13/2024 - Present

Citizens Securities, Inc. (CONSHOHOCKEN PA)

NY

07/09/2018 - 03/06/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/02/2017 - 06/13/2018

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

10/23/2015 - 08/30/2017

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/28/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/09/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Ivan Rodriguez.
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