Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Silverstein is a financial advisor with UBS Securities LLC. Joshua has been in the industry since 2010 and has a wide range of experience in the financial services industry. Joshua has held previous positions at Wolfe Research Securities, Deutsche Bank Securities Inc., FIG Partners, LLC, Highbridge Capital Corporation, and Lawrence Helfant LLC. Joshua has a Series 63, 7, 86, 87 and Series 24 license. Joshua is registered in all states and territories of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/05/2022 - Present
UBS Securities LLC (NEW YORK NY)
NY
06/01/2017 - 10/13/2022
WOLFE RESEARCH SECURITIES (New York NY)
NY
08/13/2012 - 06/01/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/20/2009 - 08/23/2010
FIG PARTNERS, LLC (NEW YORK NY)
NA
02/08/2005 - 04/29/2005
HIGHBRIDGE CAPITAL CORPORATION (GRAND CAYMAN )
NY
07/11/2001 - 01/15/2002
LAWRENCE HELFANT LLC (NEW YORK NY)
BC
Issued 04/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/30/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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