Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Hart is a financial advisor with Morgan Stanley. Joshua has been in the financial services industry since September 13, 2003. Joshua has a Series 6, Series 7, and Series 63 license, as well as a Series 65 license. Joshua is registered with the state of Oklahoma. Joshua has experience working with high net worth individuals, corporations and other businesses, insurance companies, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OK
03/26/2020 - Present
Morgan Stanley (Oklahoma City OK)
OK
01/21/2015 - 08/25/2015
BANCWEST INVESTMENT SERVICES, INC. (ARDMORE OK)
OK
09/16/2009 - 04/01/2014
J.P. MORGAN SECURITIES LLC (OKLAHOMA CITY OK)
OK
04/23/2009 - 08/26/2009
BOSC, INC. (OKLAHOMA CITY OK)
OK
05/19/2008 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
TX
01/12/2006 - 09/04/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (PLANO TX)
MA
03/09/2004 - 08/29/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
11/15/2001 - 01/16/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MA
02/13/2001 - 08/10/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/13/2001 - 08/10/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 03/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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