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Joshua I Gaddy

Franklin Distributors, LLC

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About Joshua I Gaddy

Joshua Gaddy is a financial professional currently registered with Franklin Distributors, LLC. Joshua has been in the securities industry since 2021 and holds Series 7TO, Series 63, and SIE licenses. Joshua has a broad range of experience and is licensed in 51 states.

Firm Information

Joshua Gaddy is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Gaddy’s Registration & Firm History

FL

07/11/2023 - Present

Franklin Distributors, LLC (St. Petersburg FL)

NY

07/08/2021 - 06/14/2023

GOLDMAN SACHS & CO. LLC (COHOES NY)

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Licenses & Designations

BC

Issued 08/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua I Gaddy.
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