Unclaimed
Joshua Gaddy is a financial professional currently registered with Franklin Distributors, LLC. Joshua has been in the securities industry since 2021 and holds Series 7TO, Series 63, and SIE licenses. Joshua has a broad range of experience and is licensed in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/11/2023 - Present
Franklin Distributors, LLC (St. Petersburg FL)
NY
07/08/2021 - 06/14/2023
GOLDMAN SACHS & CO. LLC (COHOES NY)
BC
Issued 08/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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