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Joshua Holmes

Houlihan Lokey Capital, Inc.

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About Joshua Holmes

Joshua Holmes is a financial advisor registered with Houlihan Lokey Capital, Inc. Joshua has been active in the financial services industry since February 20, 2022. Joshua holds the Series 79TO, SIE, and Series 63 licenses. Joshua is registered in Arkansas and Texas.

Firm Information

Joshua Holmes is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Holmes’s Registration & Firm History

TX

02/21/2022 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

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Licenses & Designations

BC

Issued 01/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/19/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/05/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joshua Holmes. Review regulatory record here.
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