Unclaimed
Joshua Holmes is a financial advisor registered with Houlihan Lokey Capital, Inc. Joshua has been active in the financial services industry since February 20, 2022. Joshua holds the Series 79TO, SIE, and Series 63 licenses. Joshua is registered in Arkansas and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/21/2022 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 01/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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