Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Harry Gordon is a registered investment advisor representative with Capital Client Group, Inc. Joshua has been in the financial services industry since 2013. Joshua has a Series 6, Series 7, Series 63 and Series 65 license. Joshua is registered with FINRA and 53 state securities regulators. Joshua's previous employment was with SIDOTI & COMPANY, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
08/01/2019 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NY
07/29/2011 - 03/23/2012
SIDOTI & COMPANY, LLC (NEW YORK NY)
IA
Issued 09/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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