Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Broad is a financial advisor who has been in the industry since 2001. Joshua works for Fisher Investments and is registered with the state of Texas as an Investment Advisor Representative. Joshua is also a Series 7 and Series 63 licensed representative. Joshua has been with Fisher Investments since February of 2020. Prior to that, Joshua worked at Invesco Distributors, Inc., and Oppenheimerfunds Distributor, Inc. Joshua's areas of expertise include portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Joshua also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
09/08/2023 - Present
Fisher Investments (PLANO TX)
TX
05/25/2019 - 01/14/2020
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
11/06/2001 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
05/21/2001 - 08/10/2001
NEUBERGER BERMAN, LLC (NEW YORK NY)
IA
Issued 01/31/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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