Unclaimed
Joshua Hamilton York is a financial advisor and principal with Vanguard Marketing Corp. Joshua is licensed to sell securities in 53 states and the District of Columbia. Joshua has passed the Series 4, Series 7, Series 24 and Series 63 exams. Joshua has been in the financial services industry since May 7, 2017. Joshua is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/08/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 05/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 4 - Registered Options Principal Examination
BC
Issued 06/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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