Unclaimed
Joshua Landau is a financial professional with over 20 years of experience in the securities industry. Joshua has a Series 7, Series 63, Series 24 and Series 79TO licenses. Joshua is currently registered with Fifth Third Securities, Inc. and has previously held positions at firms such as ANZ Securities, Inc., RBS Greenwich Capital, UBS Securities LLC and BNP Paribas Securities Corp.. Joshua is a registered representative in 23 states. Joshua specializes in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/30/2018 - Present
Fifth Third Securities, Inc. (NEW YORK NY)
NY
05/27/2008 - 12/08/2017
ANZ SECURITIES, INC. (NEW YORK NY)
CT
08/20/2007 - 04/04/2008
RBS GREENWICH CAPITAL (GREENWICH CT)
NY
05/02/2006 - 08/29/2007
UBS SECURITIES LLC (NEW YORK NY)
NY
07/29/2002 - 04/19/2006
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
07/17/2001 - 07/22/2002
AGILE EQUITY VENTURES, LLC (NEW YORK NY)
BC
Issued 7/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2001
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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