Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Gorden Bostwick is a financial professional with over 13 years of experience in the financial services industry. Joshua is currently registered with Nuveen Securities, LLC in Charlotte, NC. Joshua holds a Series 7 and Series 66 license, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/23/2020 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
SC
02/14/2017 - 09/25/2020
LPL FINANCIAL LLC (FORT MILL SC)
NC
08/08/2013 - 12/23/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
05/07/2007 - 07/24/2013
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 06/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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