Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Gary Thomas is a financial advisor with SVB Wealth, a subsidiary of Silicon Valley Bank. Joshua has been in the financial industry since 1994 and has held various roles at different firms, including Fidelity Brokerage Services LLC and Wells Fargo Clearing Services, LLC. Joshua is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 6, 7, 10, 24, 63, 66, 99TO, and SIE. Joshua is also a licensed Investment Advisor Representative (IAR) in 25 states. Joshua provides financial planning, wealth management, and investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Planned giving, family office, wealth planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
10/21/2022 - Present
SVB Wealth (Raleigh NC)
UT
07/02/2020 - 12/31/2023
SVB INVESTMENT SERVICES INC. (Cottonwood Heights UT)
UT
09/24/2008 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
OH
02/05/1994 - 09/19/2008
FIDELITY BROKERAGE SERVICES LLC (CINCINNATI OH)
BOTH
Issued 07/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2020
Series 24 - General Securities Principal Examination
BC
Issued 12/29/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joshua Thomas is the right advisor for you? Invested Better is here to help.
