Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Frazier is a financial advisor with J.p. Morgan Securities LLC. Joshua has been working in the financial industry since 2000 and holds various licenses and registrations, including Series 7, 63, 65, 23, 24, 4, 9, 10, 99TO and 6TO. Joshua specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Joshua has experience working with a variety of clients, including individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
08/07/2017 - Present
J.p. Morgan Securities LLC (Columbus OH)
IN
05/14/2014 - 07/25/2017
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
IN
10/22/2013 - 04/03/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (CARMEL IN)
IN
09/21/2005 - 09/19/2013
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
TN
01/11/2005 - 09/02/2005
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
03/01/2002 - 01/05/2005
PFIC SECURITIES CORPORATION (FRANKLIN TN)
TX
11/30/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TN
03/22/2000 - 10/17/2000
PFIC SECURITIES CORPORATION (FRANKLIN TN)
IA
Issued 11/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/15/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 01/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/07/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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