Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Frankel is a financial advisor with UBS Financial Services Inc. based in Jericho, New York. Joshua has over 30 years of experience in the financial services industry. Joshua's expertise includes financial planning, pension consulting, and portfolio management. He holds the Series 7 and Series 63 licenses as well as the SIE exam. Joshua is also a Certified Financial Planner. Before joining UBS Financial Services Inc., Joshua was a financial advisor with Citigroup Global Markets Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/04/2009 - Present
UBS Financial Services Inc. (Jericho NY)
NY
08/08/2003 - 10/27/2008
CITIGROUP GLOBAL MARKETS INC. (JERICHO NY)
NY
06/23/1994 - 08/08/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/17/1992 - 06/01/1994
HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)
BC
Issued 08/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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