linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joshua Francis

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joshua? Claim Your Profile

About Joshua Francis

Joshua Francis is a financial professional with over 8 years of experience in the industry. Joshua is currently registered with Pruco Securities, LLC and is licensed in North Carolina. Joshua has a strong track record of helping clients reach their financial goals. Joshua has experience working with individuals, businesses, and trusts and estates. Joshua specializes in a variety of investment products and services including financial planning, retirement planning, and college savings.

Firm Information

Joshua Francis is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joshua Francis’s Registration & Firm History

NC

12/11/2023 - Present

Pruco Securities, LLC (CHARLOTTE NC)

NC

04/07/2021 - 05/25/2023

W&S BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NC

10/15/2020 - 02/24/2021

ALLSTATE FINANCIAL SERVICES, LLC (Charlotte NC)

NC

07/26/2019 - 09/30/2020

NYLIFE SECURITIES LLC (CHARLOTTE NC)

NC

09/25/2018 - 06/25/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Waxhaw NC)

NC

01/05/2017 - 08/10/2018

THRIVENT INVESTMENT MANAGEMENT INC. (Monroe NC)

NE

07/08/2014 - 12/23/2016

WOODMEN FINANCIAL SERVICES, INC. (OMAHA NE)

Not sure if Joshua Francis is right for you?

Licenses & Designations

BC

Issued 07/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joshua Francis. Review regulatory record here.
Not sure if Joshua Francis is right for you?