Invested Better
Unclaimed

Unclaimed

Unclaimed

Joshua Floyd

Fidelity Distributors Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joshua? Claim Your Profile

About Joshua Floyd

Joshua Floyd is a registered representative with Fidelity Distributors Co. LLC, a firm that is active in the BrokerCheck scope and not in scope for the Investment Advisor scope. Joshua has been in the securities industry since February 14, 2015. Prior to joining Fidelity Distributors, Joshua was registered with Jackson National Life Distributors LLC and Neuberger Berman LLC. Joshua's current registration scope is BrokerCheck.

Firm Information

Joshua Floyd is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joshua Floyd’s Registration & Firm History

RI

12/20/2021 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

TN

05/03/2016 - 12/08/2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

IL

12/04/2014 - 03/01/2016

NEUBERGER BERMAN LLC (CHICAGO IL)

Not sure if Joshua Floyd is right for you?

Licenses & Designations

BOTH

Issued 05/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Floyd.
Not sure if Joshua Floyd is right for you?