Unclaimed
Joshua Floyd is a registered representative with Fidelity Distributors Co. LLC, a firm that is active in the BrokerCheck scope and not in scope for the Investment Advisor scope. Joshua has been in the securities industry since February 14, 2015. Prior to joining Fidelity Distributors, Joshua was registered with Jackson National Life Distributors LLC and Neuberger Berman LLC. Joshua's current registration scope is BrokerCheck.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/20/2021 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
TN
05/03/2016 - 12/08/2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
IL
12/04/2014 - 03/01/2016
NEUBERGER BERMAN LLC (CHICAGO IL)
BOTH
Issued 05/21/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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