Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Miller is a financial advisor in Raleigh, North Carolina. Joshua has been working in the financial industry since 2007. Currently, Joshua is registered with Charles Schwab & CO., Inc. and works in their Raleigh branch office. Previously, Joshua has been registered with Ameriprise Financial Services, LLC, Edward Jones, and Fidelity Brokerage Services LLC. Joshua holds the Series 6, 7, 63, and 66 securities licenses. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NC
08/25/2022 - Present
Charles Schwab & CO., Inc. (Raleigh NC)
MN
05/23/2021 - 08/03/2022
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MO
11/23/2020 - 01/20/2021
EDWARD JONES (ST. LOUIS MO)
MO
03/12/2019 - 07/01/2019
EDWARD JONES (ST. LOUIS MO)
NC
09/06/2007 - 03/06/2018
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
04/04/2007 - 07/18/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (DURHAM NC)
BOTH
Issued 08/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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