Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Fallenstein is a financial advisor with Gradient Securities, LLC. Joshua has over 10 years of experience in the financial services industry, including experience with Stock USA Execution Services, Inc. and WTS Proprietary Trading Group LLC. Joshua's areas of expertise include financial planning, pension consulting and portfolio management for individuals. Joshua is licensed to provide investment advice and is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
08/16/2022 - Present
Gradient Securities, LLC (ARDEN HILLS MN)
NY
10/08/2013 - 01/02/2014
STOCK USA EXECUTION SERVICES, INC (WHITE PLAINS NY)
NY
04/25/2011 - 07/11/2013
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
IA
Issued 06/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
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