Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Emerson Vore is a financial advisor with Kestra Investment Services, LLC. Joshua has been in the financial industry since 2002 and holds Series 7, 63, 65 and 66 licenses. Joshua previously worked at Great Point Capital LLC, GAR WOOD SECURITIES, LLC, TRANSCEND CAPITAL, CHARLES SCHWAB & CO., INC. and EDWARD JONES. Joshua currently holds a Texas Securities License and is active in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/12/2023 - Present
Kestra Investment Services, LLC (AUSTIN TX)
TX
10/13/2022 - 05/31/2023
GREAT POINT CAPITAL LLC (AUSTIN TX)
TX
05/06/2016 - 09/30/2022
GAR WOOD SECURITIES, LLC (Austin TX)
TX
09/09/2015 - 09/06/2016
TRANSCEND CAPITAL (AUSTIN TX)
TX
03/20/2012 - 12/06/2013
GREAT POINT CAPITAL LLC (AUSTIN TX)
TX
11/14/2011 - 04/04/2012
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
TX
10/04/2010 - 10/11/2011
EDWARD JONES (AUSTIN TX)
TX
07/16/2010 - 10/08/2010
GREAT POINT CAPITAL LLC (AUSTIN TX)
TX
07/20/2007 - 07/26/2010
ASSENT LLC (AUSTIN TX)
TX
10/03/2003 - 07/26/2007
KERSHNER TRADING GROUP, LLC (AUSTIN TX)
AZ
03/11/2003 - 04/14/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
04/29/2000 - 11/08/2002
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
OR
06/09/1999 - 04/29/2000
BLACK & COMPANY, INC. (PORTLAND OR)
OR
03/11/1999 - 04/06/1999
PHILLIPS & COMPANY SECURITIES INC. (PORTLAND OR)
BOTH
Issued 10/15/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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