Unclaimed
Joshua Dollinger is a financial professional with over 20 years of experience in the industry. He has a broad range of experience working at several firms including Labranche Financial Services, Inc., Assent LLC, Goldman, Sachs & Co., and Spear, Leeds & Kellogg, L.P. He has been with Btig, LLC since 2004. Joshua holds several industry licenses including Series 7, Series 24, Series 4, Series 55, Series 57TO, and Series 63. He is registered in nine states including California, Colorado, Connecticut, Delaware, Illinois, Massachusetts, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/13/2004 - Present
Btig, LLC (New York NY)
NY
08/06/2003 - 01/12/2004
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
IL
07/11/2003 - 07/30/2003
ASSENT LLC (BOLINGBROOK IL)
NY
09/09/2002 - 05/01/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/19/1999 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 12/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 08/29/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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