Unclaimed
Joshua Larkin is a financial professional who is currently registered with Lazard Asset Management Securities LLC. Joshua has been in the industry since 2017 and has passed the Series 63, Series 7, Series 99, and SIE exams. Joshua previously worked at Rencap Securities, Inc. Joshua is a New York resident.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/25/2019 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
05/18/2017 - 11/04/2019
RENCAP SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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