Unclaimed
Joshua Bartlett is a financial professional with over six years of experience in the industry. Joshua is currently registered with Mizuho Securities USA LLC and has held previous positions with CREDIT SUISSE SECURITIES (USA) LLC. Joshua holds Series 7, Series 24, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/07/2016 - 08/09/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 12/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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