Unclaimed
Joshua Parrott is a financial professional with over 18 years of experience in the industry. Joshua currently works for Foreside Funds Distributors LLC and is registered in 13 states. Joshua has a broad range of experience having previously worked at firms such as AQR INVESTMENTS, LLC, ALPS DISTRIBUTORS, INC. and CAPTRUST FINANCIAL ADVISORS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/22/2023 - Present
Foreside Funds Distributors LLC (Denver CO)
NC
01/02/2019 - 12/31/2019
AQR INVESTMENTS, LLC (Raleigh NC)
CO
08/11/2014 - 12/31/2018
ALPS DISTRIBUTORS, INC. (DENVER CO)
NC
01/02/2009 - 07/10/2014
HATTERAS CAPITAL (RALEIGH NC)
NC
04/05/2005 - 10/04/2007
CAPTRUST FINANCIAL ADVISORS (RALEIGH NC)
NY
03/03/1999 - 03/19/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/01/1998 - 12/22/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/20/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2015
Series 3 - National Commodity Futures Examination
BC
Issued 03/09/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 11/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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