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Joshua E Stevens

Jefferies LLC

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About Joshua E Stevens

Joshua Stevens is a financial professional with over 3 years of experience in the industry. Joshua is currently registered with Jefferies LLC. Prior to Jefferies LLC, Joshua was with Moelis & Company LLC and Wells Fargo Securities, LLC in Houston, Texas. Joshua holds the Series 7, Series 63, Series 79 and SIE licenses. Joshua is registered in Texas and New York.

Firm Information

Joshua Stevens is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Stevens’s Registration & Firm History

TX

10/27/2022 - Present

Jefferies LLC (DALLAS TX)

TX

03/03/2021 - 10/21/2022

MOELIS & COMPANY LLC (HOUSTON TX)

TX

10/28/2019 - 02/24/2021

WELLS FARGO SECURITIES, LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/10/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/26/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joshua E Stevens.
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