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Joshua Doustou

National Financial Services LLC

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About Joshua Doustou

Joshua Doustou is a financial advisor with over 9 years of experience in the industry. Joshua currently holds active licenses with National Financial Services LLC and Fidelity Distributors Co. LLC, both of which are registered broker-dealers. Joshua also holds an active license with Fidelity Brokerage Services LLC. Joshua is a Series 7, 24, 63, and 65 licensed professional and has a history of working with firms such as J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fidelity Investments Institutional Services Company, Inc. Joshua has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service.

Firm Information

Joshua Doustou is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Doustou’s Registration & Firm History

RI

11/15/2022 - Present

National Financial Services LLC (PAWTUCKET RI)

MA

04/25/2019 - 09/01/2022

J.P. MORGAN SECURITIES LLC (Watertown MA)

MA

06/08/2017 - 04/15/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CAMBRIDGE MA)

RI

12/09/2015 - 05/03/2017

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NH

12/15/2014 - 10/29/2015

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

IA

Issued 06/13/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/20/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joshua Doustou.
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