Unclaimed
Joshua Doustou is a financial advisor with over 9 years of experience in the industry. Joshua currently holds active licenses with National Financial Services LLC and Fidelity Distributors Co. LLC, both of which are registered broker-dealers. Joshua also holds an active license with Fidelity Brokerage Services LLC. Joshua is a Series 7, 24, 63, and 65 licensed professional and has a history of working with firms such as J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fidelity Investments Institutional Services Company, Inc. Joshua has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/15/2022 - Present
National Financial Services LLC (PAWTUCKET RI)
MA
04/25/2019 - 09/01/2022
J.P. MORGAN SECURITIES LLC (Watertown MA)
MA
06/08/2017 - 04/15/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CAMBRIDGE MA)
RI
12/09/2015 - 05/03/2017
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NH
12/15/2014 - 10/29/2015
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
IA
Issued 06/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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