Unclaimed
Joshua Donald Migliardi is a financial professional with over 10 years of experience in the industry. Joshua is currently registered with Franklin Distributors, LLC and previously held positions with Franklin/Templeton Distributors, Inc., Franklin Templeton Financial Services Corp., and Kenmar Securities, L.P. Joshua holds FINRA Series 3, 7, 24 and SIE licenses, and the Series 63 state exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/07/2021 - Present
Franklin Distributors, LLC (STAMFORD CT)
CT
07/05/2018 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (STAMFORD CT)
CT
09/29/2014 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (STAMFORD CT)
NY
08/05/2011 - 06/25/2014
KENMAR SECURITIES, L.P. (NEW YORK NY)
BC
Issued 10/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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