Unclaimed
Joshua Diep is a financial advisor at FS Investment Solutions, LLC. Joshua is registered with FINRA and holds the Series 7TO, Series 63, and SIE licenses. Joshua has been working in the financial services industry since January 2023. Joshua has a current scope of registration that includes active status in broker-dealer registration and inactive status in investment advisor registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/23/2023 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
BC
Issued 03/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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