Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Dennis Petersen is an investment advisor representative with Wells Fargo Clearing Services, LLC. Joshua has been in the financial services industry since January 29, 2001. Joshua has been registered with Wells Fargo Clearing Services, LLC since January 3, 2011. Prior to that, Joshua was registered with Wells Fargo Investments, LLC from September 18, 2007 to January 3, 2011 and Fidelity Brokerage Services LLC from August 24, 2000 to April 11, 2007. Joshua holds the Series 7, 9, 10, 63, and 65 securities licenses. Joshua specializes in providing investment advice to individuals, businesses, and charitable organizations. Joshua is also a co-owner of a farming business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
09/18/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
08/24/2000 - 04/11/2007
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
IA
Issued 08/14/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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