Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Rogers is a financial advisor with over 23 years of experience in the industry. Joshua is a Managing Member at Arete Wealth Advisors, LLC, and he is registered to provide investment advice in 6 states. His firm offers a range of services including financial planning, portfolio management, and pension consulting. Joshua has a diverse background, having previously worked at firms such as Ameriprise Financial Services, Inc. and Center Street Securities, Inc. Joshua is also actively involved in a number of other businesses outside of his financial advisory role.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IL
06/26/2013 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
TN
01/31/2023 - 11/14/2023
CENTER STREET SECURITIES, INC. (NASHVILLE TN)
IL
10/12/1999 - 06/21/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
MN
10/12/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
06/21/1999 - 09/16/1999
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
01/12/1999 - 06/17/1999
PRIME CHARTER LTD. (NEW YORK NY)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2006
Series 4 - Registered Options Principal Examination
BC
Issued 08/18/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 01/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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