Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Van Wagenen is a financial professional with over 19 years of experience in the financial services industry. Joshua is a Registered Representative and Investment Advisor Representative with Charles Schwab & Co., Inc., a firm with a long history of providing financial services to individuals and institutions. Before joining Charles Schwab & Co., Inc. Joshua worked for USAA Investment Services Company. Joshua is a Certified Financial Planner, and holds the Series 7, Series 10, Series 24, Series 51, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
11/29/2021 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
06/08/2020 - 11/18/2021
USAA INVESTMENT SERVICES COMPANY (COLORADO SPRINGS CO)
CO
08/17/2010 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)
CO
10/09/2003 - 08/04/2010
LPL FINANCIAL CORPORATION (COLORADO SPRINGS CO)
BOTH
Issued 10/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/20/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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