Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Swayne is a financial advisor at Osaic Wealth, Inc., located in Bellevue, Washington. Joshua has been in the financial industry since 2001. In addition to his work with Osaic Wealth, Joshua is also a licensed life and disability insurance agent. Joshua is registered with the following states: Arizona, California, Florida, Missouri, New York, North Dakota, Oregon, Tennessee, Texas, Washington, and Wisconsin. Joshua is a Series 7 and Series 66 licensed representative. Joshua is dedicated to providing personalized financial advice to individuals and families, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
06/14/2024 - Present
Osaic Wealth, Inc. (Bellevue WA)
WA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Bellevue WA)
WA
01/16/2015 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Bellevue WA)
WA
01/19/2012 - 02/09/2015
SIGNATOR FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
09/19/2003 - 01/23/2012
PACIFIC WEST SECURITIES, INC. (SEATTLE WA)
CA
06/01/2001 - 09/30/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
WA
04/04/2001 - 06/26/2001
PACIFIC WEST SECURITIES, INC. (RENTON WA)
BOTH
Issued 04/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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