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Joshua David Schultheis

Pruco Securities, LLC

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About Joshua David Schultheis

Joshua Schultheis is a financial advisor with Pruco Securities, LLC. Joshua has been working in the financial industry since 2012 and has a wide range of experience in providing financial advice to individuals and businesses. Joshua has also worked with UBS Securities LLC and UBS Financial Services Inc. in the past. Joshua holds the Series 66, Series 26, Series 7, and SIE licenses.

Firm Information

Joshua Schultheis is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Joshua Schultheis’s Registration & Firm History

MN

09/29/2023 - Present

Pruco Securities, LLC (ST. LOUIS PARK MN)

MN

06/09/2021 - 11/30/2022

UBS SECURITIES LLC (Minneapolis MN)

MN

06/03/2021 - 11/30/2022

UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)

MO

03/10/2020 - 05/28/2021

UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)

MN

03/13/2012 - 01/21/2020

PIPER SANDLER & CO. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 05/01/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/18/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua David Schultheis.
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