Unclaimed
Joshua Schultheis is a financial advisor with Pruco Securities, LLC. Joshua has been working in the financial industry since 2012 and has a wide range of experience in providing financial advice to individuals and businesses. Joshua has also worked with UBS Securities LLC and UBS Financial Services Inc. in the past. Joshua holds the Series 66, Series 26, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MN
09/29/2023 - Present
Pruco Securities, LLC (ST. LOUIS PARK MN)
MN
06/09/2021 - 11/30/2022
UBS SECURITIES LLC (Minneapolis MN)
MN
06/03/2021 - 11/30/2022
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MO
03/10/2020 - 05/28/2021
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MN
03/13/2012 - 01/21/2020
PIPER SANDLER & CO. (MINNEAPOLIS MN)
BOTH
Issued 05/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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