Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Peterson is a financial advisor in Phoenix, AZ with over 20 years of experience in the financial services industry. Joshua is a registered representative of Wells Fargo Clearing Services, LLC and an Investment Advisor Representative of Wells Fargo Advisors LLC. Joshua is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, 6, 31, and 63 licenses. Joshua also holds the SIE, Series 65, and Series 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
07/02/2010 - Present
Wells Fargo Clearing Services, LLC (PHOENIX AZ)
AZ
09/15/2006 - 06/07/2007
RBC DAIN RAUSCHER INC. (PHOENIX AZ)
AZ
09/23/2004 - 09/15/2006
WACHOVIA SECURITIES, LLC (PHOENIX AZ)
MN
09/15/2003 - 10/04/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IL
10/13/1999 - 09/12/2003
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 07/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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