Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Nelson is a financial advisor with over 20 years of experience in the industry. Currently, Joshua is a Registered Representative and Investment Advisor Representative with LPL Financial LLC. He is registered in Minnesota and Texas and holds a Series 6, 7, 63, and 65 licenses. Prior to LPL, Joshua has worked with several firms including Securities America, Inc., National Planning Corporation, First Allied Securities, Inc., and MetLife Securities Inc. He provides a wide range of financial services, including financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
12/16/2021 - Present
LPL Financial LLC (MAPLE GROVE MN)
CA
10/31/2017 - 12/23/2021
SECURITIES AMERICA, INC. (HUNTINGTON BEACH CA)
CA
10/23/2015 - 11/06/2017
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
08/09/2012 - 10/19/2015
FIRST ALLIED SECURITIES, INC. (ORANGE CA)
CA
01/24/2008 - 09/29/2011
METLIFE SECURITIES INC. (ORANGE CA)
CA
07/01/2002 - 01/30/2008
THRIVENT INVESTMENT MANAGEMENT INC. (PLACENTIA CA)
MN
07/20/2001 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 12/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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