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Joshua David Nease

Cetera Investment Services LLC

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About Joshua David Nease

Joshua Nease is a financial advisor in Branson, MO, currently employed at Cetera Investment Services LLC. Joshua has been in the industry since 2006. He is registered with the state of Missouri and 11 other states, including Alabama, Arkansas, Florida, Georgia, Illinois, Louisiana, Montana, Nebraska, North Carolina, Oklahoma, and Tennessee. Joshua has passed several exams in the securities industry including Series 7, Series 6 and Series 63. Previously, Joshua Nease worked with Next Financial Group, Inc., Infinex Investments, Inc., Essex National Securities, LLC, LPL Financial Corporation, ProEquities, Inc. and Hibernia Investments, L.L.C.

Firm Information

Joshua Nease is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Nease’s Registration & Firm History

MO

04/05/2019 - Present

Cetera Investment Services LLC (BRANSON MO)

AR

01/10/2019 - 04/08/2019

NEXT FINANCIAL GROUP, INC. (LITTLEROCK AR)

AR

07/01/2016 - 12/05/2018

INFINEX INVESTMENTS, INC. (Bentonville AR)

AR

03/18/2010 - 07/01/2016

ESSEX NATIONAL SECURITIES, LLC (JONESBORO AR)

LA

07/15/2009 - 12/04/2009

LPL FINANCIAL CORPORATION (NORCO LA)

AR

08/01/2007 - 05/12/2009

ESSEX NATIONAL SECURITIES, INC. (JONESBORO AR)

LA

02/07/2006 - 07/17/2007

PROEQUITIES, INC. (CARENCRO LA)

LA

03/01/2005 - 09/20/2005

HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)

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Licenses & Designations

BC

Issued 08/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua David Nease.
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