Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Gauthier is a financial professional with Fidelity Brokerage Services LLC. Joshua has been in the industry since September 22, 2021. Joshua is registered with the Securities and Exchange Commission and holds FINRA Series 63, 7TO, 9, 10 and SIE licenses. Joshua is licensed in 53 states, including Alabama, Alaska, Arizona, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
09/23/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 10/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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