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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Daniel Slaybaugh is a financial advisor with Great Point Capital LLC, a firm based in Chicago, Illinois. Joshua has been in the industry since 2006. Previously, Joshua worked at Primex, Lighthouse Capital Group, LLC, Sandlapper Securities, LLC, Regent Capital Group, Inc., Financial West Group, Private Asset Group, Inc., Direct Capital Securities, Inc., AFA Financial Group, LLC, Equity Services, Inc., NNN Capital Corp., Directed Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Joshua is registered in California, Florida, Illinois, Pennsylvania, and Utah. Joshua is also licensed to sell securities in California and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/07/2019 - Present
Great Point Capital LLC (CHICAGO IL)
NY
12/14/2017 - 10/08/2019
PRIMEX (NEW YORK NY)
CA
04/27/2016 - 12/08/2017
LIGHTHOUSE CAPITAL GROUP, LLC (PASADENA CA)
FL
03/11/2013 - 05/09/2013
SANDLAPPER SECURITIES, LLC (JUPITER FL)
CA
03/03/2011 - 06/18/2012
REGENT CAPITAL GROUP, INC. (WESTLAKE VILLAGE CA)
NV
04/08/2010 - 12/31/2010
FINANCIAL WEST GROUP (RENO NV)
PA
11/20/2008 - 04/06/2010
PRIVATE ASSET GROUP, INC. (WEST CHESTER PA)
PA
05/15/2007 - 11/24/2008
DIRECT CAPITAL SECURITIES, INC. (WEST CHESTER PA)
CA
06/16/2006 - 05/11/2007
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
PA
10/21/2005 - 06/22/2006
EQUITY SERVICES, INC. (WAYNE PA)
CA
12/13/2003 - 09/07/2005
NNN CAPITAL CORP. (SANTA ANA CA)
PA
02/04/2003 - 12/15/2003
DIRECTED SERVICES, INC. (WEST CHESTER PA)
MN
02/22/2002 - 02/04/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/22/2002 - 02/04/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2016
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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