Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Morales is an investment advisor representative with Sowell Management. Joshua is licensed in Kansas and Missouri. Joshua has over 7 years of experience in the financial services industry. Previously, Joshua was an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Joshua also has experience as a financial advisor at Bank of America, N.A. and The Retirement Planning Group. Joshua is a Series 66, Series 7 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AR
05/26/2022 - Present
Sowell Management (NORTH LITTLE ROCK AR)
KS
12/02/2015 - 06/28/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
BOTH
Issued 01/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
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