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Joshua Daniel Grose

Empower Financial Services, Inc.

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About Joshua Daniel Grose

Joshua Grose is a financial advisor with Empower Financial Services, Inc. Joshua has been in the financial services industry since 2011. Joshua is registered with FINRA and holds Series 6, Series 63 and Series 65 licenses. Joshua has experience with investment company products and variable contracts. Joshua is also licensed in 8 states including Florida, Indiana, Maryland, Michigan, New Jersey, New York, Ohio, and Texas.

Firm Information

Joshua Grose is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Grose’s Registration & Firm History

MA

04/04/2022 - Present

Empower Financial Services, Inc. (Boston MA)

NJ

07/02/2021 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

MD

03/14/2013 - 05/26/2021

WELLS FARGO CLEARING SERVICES, LLC (BEL AIR MD)

MD

10/13/2010 - 01/08/2013

NYLIFE SECURITIES LLC (TIMONIUM MD)

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Licenses & Designations

IA

Issued 02/25/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/09/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Daniel Grose.
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