Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Brown is a financial advisor at Ameriprise Financial Services, LLC. Joshua has been in the financial industry since 1993. Joshua is licensed in Connecticut, New York, and Texas. Joshua holds the following licenses: Series 7, Series 63, Series 65, and SIE. Joshua has a strong background in investment management and financial planning. Joshua provides services to a variety of clients, including individuals, families, trusts, businesses, and retirement plans. Joshua has a proven track record of success in helping clients achieve their financial goals. Joshua also has experience in the insurance industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/11/2023 - Present
Ameriprise Financial Services, LLC (White Plains NY)
NY
10/23/2009 - 05/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCARSDALE NY)
NY
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRONX NY)
NY
08/07/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
07/25/1997 - 11/14/2000
FIS SECURITIES, INC. (BOSTON MA)
NY
07/11/1997 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
09/01/1994 - 06/30/1997
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
01/18/1993 - 08/31/1994
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 06/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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