Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Anspaugh is an investment advisor representative with D.a. Davidson & Co., and has been in the financial services industry since May 2013. Joshua Anspaugh holds Series 63, 66, 7, 9, and 10 securities licenses. Joshua Anspaugh is registered in 38 states, including California, Texas, Florida and New York. Joshua Anspaugh's previous employers include Raymond James & Associates, Inc., and Raymond James Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/11/2018 - Present
D.a. Davidson & Co. (LOS ANGELES CA)
CA
08/04/2014 - 10/16/2018
RAYMOND JAMES & ASSOCIATES, INC. (SAN DIEGO CA)
FL
05/22/2013 - 08/04/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 01/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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