Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Sapp is an investment advisor representative at MML Investors Services, LLC with over 6 years of experience in the financial industry. Sapp is registered with the state of Louisiana and Texas. Sapp's current registrations are approved in both states. Sapp has a Series 63, Series 7TO, SIE and Series 6. Previous employers include N.I.S. FINANCIAL SERVICES, INC. and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Sapp provides financial planning and portfolio management services to individuals and businesses. Sapp also provides pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
LA
01/12/2025 - Present
MML Investors Services, LLC (Covington LA)
MO
09/09/2020 - 02/22/2022
N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)
LA
11/20/2019 - 07/14/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Mandeville LA)
MO
01/21/2017 - 10/04/2019
N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BC
Issued 06/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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