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Joshua Christian Ries

Northwestern Mutual Investment Services, LLC

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About Joshua Christian Ries

Joshua Ries is a financial professional with over 25 years of experience in the industry. Joshua has a strong track record of providing investment advice and financial planning services to clients. Currently, Joshua is a Registered Representative with Northwestern Mutual Investment Services, LLC in Milwaukee, WI. Prior to his current role, Joshua was employed by METLIFE SECURITIES INC. in Springfield, MA and by METROPOLITAN LIFE INSURANCE COMPANY in New York, NY.

Firm Information

Joshua Ries is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Joshua Ries’s Registration & Firm History

WI

08/25/1998 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

MA

07/18/1994 - 07/18/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

07/18/1994 - 07/18/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/20/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/20/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/15/2005

Series 24 - General Securities Principal Examination

BC

Issued 06/15/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2005

Series 7 - General Securities Representative Examination

BC

Issued 08/24/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Christian Ries.
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