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Joshua Choon-chet Tan

Lazard Freres & Co. LLC

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About Joshua Choon-chet Tan

Joshua Tan is a registered representative associated with Lazard Freres & Co. LLC. Joshua has been in the securities industry since February 28, 2019, with previous experience at LAZARD MIDDLE MARKET LLC. Joshua has a Series 79TO, Series 63 and SIE. Joshua is currently registered in New York.

Firm Information

Joshua Tan is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Tan’s Registration & Firm History

NY

03/31/2022 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

03/01/2019 - 03/31/2022

LAZARD MIDDLE MARKET LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/01/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Choon-chet Tan.
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