Unclaimed
Joshua Charles Heron is a registered representative of Pacific Select Distributors, LLC. Joshua has been in the securities industry since July 21, 2000. He has been registered with the firm since January 9, 2013, and previously held registrations with HARTFORD EQUITY SALES COMPANY INC. and P.J. ROBB VARIABLE CORPORATION. Joshua holds the Series 7, Series 31 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/09/2013 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CT
03/29/2012 - 11/30/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
TN
02/25/2010 - 02/07/2012
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
CT
05/18/2001 - 01/08/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
09/22/1999 - 11/30/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/18/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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